Compliance Officer

Job Title: Compliance Officer

Location: Luxembourg

Company Overview:

Our client is a leading global asset management firm specializing in Alternative Investment Funds (AIFs) and Undertakings for Collective Investment in Transferable Securities (UCITS). The Luxembourg office is a central hub for regulatory compliance, ensuring the firm's commitment to excellence and adherence to industry standards.

Role Overview:

The Compliance Officer will support the compliance function with a focus on KYC onboarding, monitoring, and ensuring adherence to regulatory requirements. This role is ideal for someone with 4-5 years of experience in compliance or a similar function, looking to further develop their expertise in the asset management sector.

Key Responsibilities:

• KYC/AML Onboarding: Perform KYC checks and customer due diligence (CDD) for new and existing clients, ensuring compliance with AML/CTF regulations.
• Compliance Monitoring: Assist in implementing and maintaining compliance monitoring programs to ensure adherence to internal and regulatory standards.
• Regulatory Reporting: Support the preparation of compliance reports for senior management and regulatory authorities.
• Policy Implementation: Assist in developing and updating compliance policies and procedures in line with regulatory changes.
• Training & Support: Provide guidance and training to internal teams on KYC/AML requirements and best practices.
• Audit Assistance: Support internal and external audits, ensuring timely provision of required documentation.

Qualifications & Experience:

• 4-5 years of experience in a compliance, KYC, or AML role, ideally within the asset management sector.
• Familiarity with Luxembourg AML/CTF regulations and CSSF requirements.
• Knowledge of AIFs and UCITS.
• Strong attention to detail and ability to manage multiple tasks.
• Excellent communication skills, with fluency in English & French.