Compliance Analyst

JCW Resourcing UK

Compliance Analyst


  Dublin, Dublin
Posted
3 weeks ago
Duration
Permanent
Salary
65,000€
Sector
Compliance & Financial Crime

Apply Now

I am currently looking for Compliance Officer to facilitate an asset manager in Dublin in meeting all of its regulatory obligations as an Irish Fund management company.  This role is a Controlled Function (CF).

 

The role:

  • Identify, build and maintain effective relationships with the group and appropriate third-party key stakeholders to ensure relevant key compliance risks are understood, processes and controls designed to appropriately mitigate such risk and to provide early warning of potential regulatory risks or control failures and recommendations for mitigation.
  • Operate as a member of the Compliance team and provide advice and guidance related to relevant legislative requirements/ changes.
  • Draft company policies (and related procedures) in line with legal & regulatory requirements
  • Complete stakeholder reporting including KPIs, to both local and group forums and collate such reporting on behalf of all the entities
  • Collaborate with the group colleagues on cross border regulatory projects
  • As required, represent the Compliance Dept. at key business committees
  • Encourage and support a compliance focused culture throughout the group.
  • As the firm and its products are subject to both home and host regulator requirement, ensure that all reporting obligations are fulfilled.

 

Your Profile

  • Relevant working experience within an Investment Firm, Fund Management Company, Fund Administrator, Depositary or Professional Services Firm
  • Minimum 3 years’ experience in a compliance / control function role preferable
  • Knowledge and experience of the local regulatory environment applicable to a Fund Management Company, including knowledge of the following legislative frameworks: UCITS, AIFMD, MiFID, MAR,  EMIR
  • Third level degree and/or relevant qualifications such as the association of compliance officer’s qualification preferrable.
  • Expert Knowledge of both the Irish Anti-money Laundering / CFT legislative Framework and the GDPR requirements would be an advantage
  • Experience in drafting and implementing both policies / procedures and compliance monitoring plan / control reviews
  • Experience in managing Central Bank of Ireland regulatory returns preferable

We aim to be an equal opportunity recruiter and we are determined to ensure that no applicant receives less favourable treatment on the grounds of gender, age, disability, religion, belief, sexual orientation, marital status, or race, or is disadvantaged by conditions or requirements.

Lucy.Henry

Apply Now

Contact

Email
+44 (0) 20 3589 9300
 

Share job

  

Similar Jobs

Not found what you're looking for?