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Compliance Officer
- Posted: 22/03/2024
- Salary: -
- Location: Zürich, Switzerland
- Job Type: Permanent/Fixed Term
We are seeking an enthusiastic Senior Compliance Officer to join our client based in Zurich.
About:
Our client strives to make future-oriented, sustainable, and data-driven investments, both nationally and internationally. With over 300 years of experience, they turn ambition into reality with a team of over 2000 colleagues spread across different areas of expertise and locations.
As a Senior Compliance Officer, you will play a pivotal role in the dynamic environment, where you will have broad exposure to day-to-day compliance activities and ample opportunities for professional development. Reporting to the Head of Compliance Switzerland, you will be responsible for:
Your Profile:
Benefits:
- An exciting role within a dynamic, supportive, and inspiring team.
- Opportunities for personal and professional growth.
- 27 days holidays.
- Competitive and transparent employment terms, focused on future prospects, personal advancement, and flexibility.
About:
Our client strives to make future-oriented, sustainable, and data-driven investments, both nationally and internationally. With over 300 years of experience, they turn ambition into reality with a team of over 2000 colleagues spread across different areas of expertise and locations.
As a Senior Compliance Officer, you will play a pivotal role in the dynamic environment, where you will have broad exposure to day-to-day compliance activities and ample opportunities for professional development. Reporting to the Head of Compliance Switzerland, you will be responsible for:
- Reviewing client files to assess compliance and client integrity risks, including KYC, AML/CFT, sanctions, bribery, and corruption, as well as client tax integrity.
- Serving as the main point of contact for Relationship Managers and internal stakeholders regarding compliance matters.
- Developing and implementing compliance controls within specified timelines, including documentation and escalation of findings.
- Developing and maintaining internal policies, procedures, and guidelines to ensure compliance with group-level requirements.
- Contributing to Compliance training programs for employees.
Your Profile:
- A university degree in law, business administration, or a related field, Compliance certification is advantageous.
- At least 5 years of experience in compliance, risk management, and/or audit functions, preferably within Swiss Private Banking.
- Profound working knowledge of Swiss, Benelux and/or European regulations, including AML/CFT, FACTA/CRS, investment suitability, cross-border, market abuse, sustainability, and other compliance risks.
- Strong multitasking abilities, attention to detail, and collaboration skills.
- Fluency in German and English is essential, with proficiency in Dutch preferred.
Benefits:
- An exciting role within a dynamic, supportive, and inspiring team.
- Opportunities for personal and professional growth.
- 27 days holidays.
- Competitive and transparent employment terms, focused on future prospects, personal advancement, and flexibility.
Jessica Weigelt
Manager